| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-01 | 2021-04-30 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-01 | 2021-04-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-03 | 2005-11-21 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-03 | 2005-11-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-04-01 |
| Rep | Advising on securities | - | 2004-04-01 |
| Rep | Asset management | - | 2004-04-01 |
| Rep | Providing automated trading services | - | 2004-04-01 |
| Rep | Dealing in securities | - | 2004-04-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-04-01 |
| Rep | Asset management | - | 2004-04-01 |
| Rep | Dealing in futures contracts | - | 2004-04-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-04-01 |
| Rep | Advising on securities | - | 2004-04-01 |
| Rep | Asset management | - | 2004-04-01 |
| Rep | Providing automated trading services | - | 2004-04-01 |
| Rep | Dealing in securities | - | 2004-04-01 |