| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2020-03-03 | - |
| RO | Asset management | 2020-03-03 | - |
| RO | Dealing in securities | 2020-03-03 | - |
| Rep | Advising on securities | 2020-01-24 | 2020-03-03 |
| Rep | Asset management | 2020-01-24 | 2020-03-03 |
| Rep | Dealing in securities | 2020-01-24 | 2020-03-03 |
| GRANSING SECURITIES CO., LIMITED | RO | Advising on securities | 2018-11-06 | 2020-01-19 |
| RO | Asset management | 2018-11-06 | 2020-01-19 |
| Rep | Advising on securities | 2016-07-04 | 2018-11-06 |
| Rep | Asset management | 2016-07-04 | 2018-11-06 |
| RO | Dealing in securities | 2016-07-04 | 2020-01-19 |
| Rep | Dealing in securities | 2016-04-26 | 2016-07-04 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-21 | 2016-04-25 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-21 | 2016-04-25 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2006-05-22 | 2009-04-13 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-09-30 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-09-30 | 2009-04-13 |
| CELESTIAL SECURITIES LIMITED | Rep | Providing automated trading services | 2003-09-30 | 2004-02-19 |
| Rep | Dealing in securities | 2003-09-30 | 2009-04-13 |