Personnel Hong Kong SFC License Details (ID 79219)

Personnel Hong Kong SFC License Details (ID 79219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2007-08-31	2025-03-31
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2005-11-05	2007-08-18
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2004-03-09	2005-11-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2003-08-26	2004-03-08
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-08-22
	Rep	Advising on securities	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in securities	-	2003-08-22