Yip, Fung Lan 葉鳳蘭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2025-02-03	-
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2007-09-07	2025-01-21
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2006-08-28	2007-09-01
WHOLE WIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-15
	Rep	Advising on securities	2003-04-01	2004-11-15
	Rep	Asset management	2003-04-01	2004-11-15
	Rep	Dealing in securities	2003-04-01	2006-05-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2025-02-03	-
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2007-09-07	2025-01-21
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2006-08-28	2007-09-01
WHOLE WIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-15
	Rep	Advising on securities	2003-04-01	2004-11-15
	Rep	Asset management	2003-04-01	2004-11-15
	Rep	Dealing in securities	2003-04-01	2006-05-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.