Personnel Hong Kong SFC License Details (ID 79233)

Personnel Hong Kong SFC License Details (ID 79233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2021-11-17	2024-01-12
HING WONG SECURITIES LIMITED	Rep	Dealing in securities	2018-07-20	2021-07-15
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2017-02-22	2018-07-08
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2013-10-16	2018-07-08
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2009-02-16	2013-10-09
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2005-08-22	2009-02-12
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2005-08-20
GREAT BAY SECURITIES LIMITED	Rep	Dealing in securities	2004-11-10	2005-05-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-04-23
	Rep	Advising on securities	-	2004-04-23
	Rep	Asset management	-	2004-04-23
	Rep	Dealing in securities	-	2004-04-23