Cao, Ting (SFC:AWJ099) 曹婷 SFC Licences and HKMA Registrations (ID 79239)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2025-12-18	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2025-12-18	-
	Rep	Dealing in futures contracts	2011-08-12	2025-12-18
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-12-01	2025-12-18
SDIC Securities International Financial Holdings Limited	Rep	Dealing in securities	2010-12-01	2014-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.