| YUE XIU SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-11-07 | - |
| YUE XIU FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2018-08-06 | 2024-07-26 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-08-22 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-04-10 | 2018-08-06 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-04-10 | 2017-08-22 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2014-07-29 | 2017-02-03 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-10 | 2017-02-03 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-10 | 2014-07-29 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-02-10 | 2013-05-28 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-16 | 2013-05-28 |
| SDIC Securities International Financial Holdings Limited | Rep | Dealing in securities | 2010-09-07 | 2013-05-28 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2008-12-18 | 2010-08-28 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2008-06-18 | 2010-08-28 |