Personnel Hong Kong SFC License Details (ID 79243)

Personnel Hong Kong SFC License Details (ID 79243)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2016-12-29	2017-01-11
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-07-21	2016-10-10
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-07-21	2016-10-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-13	2010-07-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-13	2010-07-01
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-12-01	2010-07-01
	Rep	Dealing in futures contracts	2009-11-18	2010-07-01
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2009-04-07	2009-07-01
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2008-09-08	2008-12-08
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2008-09-08	2008-12-08
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-01-29	2008-09-02
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-01-29	2008-09-02