| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2022-11-03 | 2026-07-10 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2022-11-03 | - |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-20 | 2022-10-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-20 | 2022-10-17 |
| Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-02-15 | 2019-09-09 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-04-02 | 2019-09-09 |
| Rep | Dealing in securities | 2012-01-06 | 2019-09-09 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-31 | 2011-11-01 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-17 | 2011-11-01 |
| SDIC Securities International Financial Holdings Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-23 |
| Rep | Advising on securities | 2003-04-01 | 2005-02-23 |
| Rep | Asset management | 2003-04-01 | 2005-02-23 |
| Rep | Dealing in securities | 2003-04-01 | 2011-11-01 |