| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-24 | 2023-01-01 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-06-24 | 2023-01-01 |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-05-20 | 2022-06-24 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-05-20 | 2022-06-24 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-20 | 2019-05-20 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-20 | 2019-05-20 |
| SDIC Securities International Financial Holdings Limited | Rep | Dealing in securities | 2011-05-20 | 2014-09-15 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2010-10-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-13 | 2010-10-14 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-03-14 | 2010-10-14 |
| Rep | Dealing in securities | 2008-03-14 | 2010-10-14 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2005-02-17 | 2008-02-18 |
| Rep | Dealing in futures contracts | 2004-08-24 | 2008-02-18 |
| Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-06-13 | 2004-08-09 |
| Rep | Asset management | 2003-06-13 | 2004-08-09 |
| Rep | Providing automated trading services | 2003-06-13 | 2004-08-24 |
| Rep | Dealing in futures contracts | 2003-06-13 | 2004-08-24 |