| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-03 | 2024-01-05 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-08-05 |
| Rep | Dealing in securities | 2016-10-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-07 | 2021-08-05 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-04 | 2015-06-16 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-04 | 2015-06-16 |
| SDIC Securities International Financial Holdings Limited | Rep | Dealing in securities | 2010-11-04 | 2014-09-15 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | - | 2004-07-23 |
| Rep | Asset management | - | 2004-07-23 |
| Rep | Dealing in futures contracts | - | 2010-11-01 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2004-07-23 |
| Rep | Advising on securities | - | 2004-07-23 |
| Rep | Asset management | - | 2004-07-23 |
| Rep | Providing automated trading services | - | 2004-07-23 |
| Rep | Dealing in securities | - | 2010-11-01 |