Personnel Hong Kong SFC License Details (ID 79248)

Personnel Hong Kong SFC License Details (ID 79248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2026-01-22	-
	RO	Dealing in futures contracts	2017-08-25	-
	Rep	Dealing in futures contracts	2011-08-12	2017-08-25
SDIC SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2011-07-07	-
	RO	Dealing in securities	2011-07-07	-
SDIC Securities International Financial Holdings Limited	RO	Advising on securities	2011-07-07	2012-08-13
	RO	Dealing in securities	2011-07-07	2014-09-15
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-16	2011-07-07
SDIC Securities International Financial Holdings Limited	Rep	Dealing in securities	2010-05-12	2011-07-07
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2008-05-21	2010-04-19