Personnel Hong Kong SFC License Details (ID 79251)

Personnel Hong Kong SFC License Details (ID 79251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-05-30	-
SDIC SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2016-04-06	-
	Rep	Dealing in securities	2010-11-16	2016-04-06
SDIC Securities International Financial Holdings Limited	Rep	Dealing in securities	2010-07-27	2014-09-15
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2010-03-17	2010-07-14
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-03-17	2010-07-15
KGI CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2006-06-13	2009-12-19
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2006-04-18	2009-12-19
MEGA CAPITAL (ASIA) COMPANY LIMITED	Rep	Dealing in securities	2004-10-20	2006-04-09