Personnel Hong Kong SFC License Details (ID 79254)

Personnel Hong Kong SFC License Details (ID 79254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2026-07-24	-
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	Dealing in securities	2026-07-24	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-08-30	2026-07-24
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2018-08-30	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-08-25	2016-01-01
	Rep	Advising on securities	2011-08-08	2016-01-01