| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EX ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-06-24 | - |
| RO | Asset management | 2021-06-24 | - | |
| Rep | Advising on securities | 2021-06-11 | 2021-06-24 | |
| Rep | Asset management | 2021-06-11 | 2021-06-24 | |
| PSG Digital Asia Limited | RO | Advising on securities | 2019-02-08 | 2021-04-28 |
| RO | Asset management | 2019-02-08 | 2021-04-28 | |
| Original Group Securities Limited | RO | Dealing in securities | 2018-10-15 | 2021-04-28 |
| Rep | Dealing in securities | 2018-10-08 | 2018-10-15 | |
| PRESTIGE ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2017-08-09 | 2018-08-15 |
| PRESTIGE SECURITIES LIMITED (HK) | RO | Advising on securities | 2016-08-22 | 2018-08-15 |
| RO | Dealing in securities | 2015-09-15 | 2018-08-15 | |
| CVP Securities Limited | RO | Dealing in futures contracts | 2007-03-28 | 2015-06-30 |
| RO | Dealing in securities | 2007-03-28 | 2015-06-30 | |
| Rep | Dealing in securities | 2007-03-22 | 2007-03-28 | |
| HOU TAK SECURITIES LIMITED | RO | Dealing in securities | 2006-08-29 | 2007-02-12 |
| CVP Securities Limited | RO | Dealing in securities | 2005-09-08 | 2006-07-31 |
| RO | Dealing in futures contracts | 2005-05-06 | 2006-07-31 | |
| Rep | Dealing in securities | 2004-11-18 | 2005-09-08 | |
| CHRISTFUND FUTURES LIMITED | RO | Dealing in futures contracts | 2003-04-01 | 2004-11-17 |
| CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-30 | |
| Rep | Asset management | 2003-04-01 | 2003-09-30 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-17 |
No HKMA registrations in the collected records.