Personnel Hong Kong SFC License Details (ID 79263)

Personnel Hong Kong SFC License Details (ID 79263)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVP Securities Limited	Rep	Dealing in securities	2006-09-06	2014-08-13
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-06-03	2006-09-01
CVP Securities Limited	Rep	Dealing in securities	2004-11-05	2005-06-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2003-08-25	2004-11-05
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on corporate finance	-	2003-08-22
	Rep	Advising on securities	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in securities	-	2003-08-22