Personnel Hong Kong SFC License Details (ID 79267)

Personnel Hong Kong SFC License Details (ID 79267)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2021-03-01	-
Original Group Securities Limited	Rep	Dealing in securities	2019-07-25	2021-01-22
CLC SECURITIES LIMITED	Rep	Dealing in securities	2016-06-22	2019-07-19
CVP Securities Limited	Rep	Dealing in securities	2004-08-02	2016-06-16
Beijing Securities Limited	Rep	Dealing in securities	2003-09-11	2004-07-30
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-05
	Rep	Advising on securities	2003-04-01	2003-09-05
	Rep	Asset management	2003-04-01	2003-09-05
	Rep	Dealing in securities	2003-04-01	2003-09-05