Personnel Hong Kong SFC License Details (ID 79270)

Personnel Hong Kong SFC License Details (ID 79270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Profitech Securities Limited	RO	Dealing in securities	2022-08-29	-
NEW UNIVERSE SECURITIES (HK) LIMITED	RO	Dealing in securities	2021-05-11	2022-07-19
Realord Asia Pacific Securities Limited	RO	Dealing in securities	2015-06-29	2021-04-30
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-11-19	2015-06-17
CVP Securities Limited	Rep	Dealing in securities	2005-04-06	2012-11-01
Apricot Capital (Hong Kong) Limited	Rep	Dealing in securities	2004-04-03	2005-04-06
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-14
	Rep	Advising on securities	2003-04-01	2004-01-14
	Rep	Asset management	2003-04-01	2004-01-14
	Rep	Dealing in securities	2003-04-01	2004-04-02