Personnel Hong Kong SFC License Details (ID 79271)

Personnel Hong Kong SFC License Details (ID 79271)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2022-07-01	2022-09-26
	Rep	Dealing in securities	2013-03-12	2022-06-30
CVP Securities Limited	Rep	Dealing in securities	2010-05-11	2013-03-07
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2005-09-07	2010-04-16
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-02-20
	Rep	Advising on securities	-	2004-02-20
	Rep	Asset management	-	2004-02-20
	Rep	Dealing in securities	-	2005-09-06