Personnel Hong Kong SFC License Details (ID 79275)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVP Securities Limited	Rep	Dealing in futures contracts	2005-12-13	2016-09-30
	Rep	Dealing in securities	2005-12-13	2016-09-30
UPBEST COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Dealing in futures contracts	-	2005-12-01
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-12-23
	Rep	Advising on securities	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Dealing in securities	-	2005-12-01