Wong, Helen Yim How 黃艷巧

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-06-10	-
CVP Securities Limited	Rep	Dealing in securities	2004-08-06	2016-06-08
Beijing Securities Limited	Rep	Dealing in securities	2003-09-11	2004-08-05
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-10
	Rep	Advising on securities	2003-04-01	2003-09-10
	Rep	Asset management	2003-04-01	2003-09-10
	Rep	Dealing in securities	2003-04-01	2003-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-06-10	-
CVP Securities Limited	Rep	Dealing in securities	2004-08-06	2016-06-08
Beijing Securities Limited	Rep	Dealing in securities	2003-09-11	2004-08-05
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-10
	Rep	Advising on securities	2003-04-01	2003-09-10
	Rep	Asset management	2003-04-01	2003-09-10
	Rep	Dealing in securities	2003-04-01	2003-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.