Personnel Hong Kong SFC License Details (ID 79310)

Personnel Hong Kong SFC License Details (ID 79310)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ETRADE SECURITIES (HONG KONG) LIMITED	RO	Leveraged foreign exchange trading	2007-12-03	2010-11-01
	RO	Advising on securities	2007-12-03	2016-12-31
	RO	Dealing in securities	2007-12-03	2016-12-31
	Rep	Leveraged foreign exchange trading	2004-03-30	2007-12-03
	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Asset management	-	2004-01-05
	Rep	Providing automated trading services	-	2004-01-05
	Rep	Advising on securities	-	2007-12-03
	Rep	Dealing in securities	-	2007-12-03
ETRADE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Asset management	-	2004-01-05
	Rep	Providing automated trading services	-	2004-01-05
	Rep	Advising on securities	-	2007-10-31
	Rep	Dealing in securities	-	2007-10-31