Personnel Hong Kong SFC License Details (ID 79311)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAYANG SECURITIES LIMITED	Rep	Dealing in securities	2025-11-21	-
Saxo Capital Markets HK Limited	RO	Advising on securities	2022-03-03	2023-01-12
	RO	Dealing in securities	2022-03-03	2023-01-12
	Rep	Advising on securities	2022-02-09	2022-03-03
	Rep	Dealing in securities	2022-02-09	2022-03-03
Hanyuanyongchang International Limited	RO	Advising on securities	2020-12-14	2021-10-19
	RO	Dealing in securities	2020-12-14	2021-10-19
United Securities Limited (HK)	Rep	Advising on securities	2019-09-04	2020-03-05
	Rep	Dealing in securities	2019-09-04	2020-03-05
	Rep	Asset management	2018-10-22	2020-03-05
	RO	Advising on securities	2018-09-14	2019-09-04
	RO	Dealing in securities	2018-09-14	2019-09-04
	Rep	Advising on securities	2018-07-30	2018-09-14
	Rep	Dealing in securities	2018-07-30	2018-09-14
THE CORE SECURITIES COMPANY LIMITED	RO	Advising on securities	2017-09-15	2018-04-20
	RO	Dealing in securities	2017-09-15	2018-04-20
United Securities Limited (HK)	RO	Advising on securities	2016-09-06	2017-08-14
	RO	Dealing in securities	2016-09-06	2017-08-14
	Rep	Advising on securities	2016-08-02	2016-09-06
	Rep	Dealing in securities	2016-08-02	2016-09-06
ETRADE SECURITIES (HONG KONG) LIMITED	RO	Leveraged foreign exchange trading	2008-03-11	2010-11-01
	RO	Advising on securities	2008-03-11	2016-03-10
	RO	Dealing in securities	2008-03-11	2016-03-10
	Rep	Advising on securities	2005-09-29	2008-03-11
	Rep	Dealing in securities	2005-01-10	2008-03-11
	Rep	Leveraged foreign exchange trading	2005-01-10	2008-03-11