| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-09-30 | 2016-03-10 |
| Rep | Leveraged foreign exchange trading | 2005-01-18 | 2010-11-01 |
| Rep | Dealing in securities | 2005-01-06 | 2016-03-10 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2004-05-14 | 2004-12-22 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-11 | 2004-04-23 |
| DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | - | 2003-10-10 |
| Rep | Advising on securities | - | 2003-10-10 |
| Rep | Asset management | - | 2003-10-10 |
| Rep | Dealing in securities | - | 2003-10-10 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-10-10 |
| Rep | Advising on securities | - | 2003-10-10 |
| Rep | Asset management | - | 2003-10-10 |
| Rep | Dealing in securities | - | 2003-10-10 |
| TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | - | 2003-10-10 |
| Rep | Advising on securities | - | 2003-10-10 |
| Rep | Asset management | - | 2003-10-10 |
| Rep | Dealing in securities | - | 2003-10-10 |