| ORIENT SECURITIES LIMITED | RO | Advising on securities | 2023-01-13 | 2024-03-31 |
| RO | Asset management | 2023-01-13 | 2024-03-31 |
| RO | Dealing in securities | 2023-01-13 | 2024-03-31 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2022-08-26 | 2022-12-31 |
| RO | Asset management | 2022-08-26 | 2022-12-31 |
| GRANSING SECURITIES CO., LIMITED | RO | Asset management | 2022-03-08 | 2022-07-08 |
| RO | Advising on securities | 2021-08-19 | 2022-07-08 |
| RO | Dealing in securities | 2021-08-19 | 2022-07-08 |
| Rep | Advising on securities | 2020-06-16 | 2021-08-19 |
| Rep | Asset management | 2020-06-16 | 2022-03-08 |
| Rep | Dealing in securities | 2020-06-15 | 2021-08-19 |
| Waymaker Asset Management Co. Limited | Rep | Advising on securities | 2019-07-25 | 2020-04-18 |
| Rep | Asset management | 2019-07-25 | 2020-04-18 |
| CVP Securities Limited | Rep | Dealing in securities | 2019-06-11 | 2020-06-01 |
| STAR RIVER SECURITIES LIMITED | Rep | Asset management | 2019-04-04 | 2019-05-25 |
| Rep | Advising on securities | 2018-10-18 | 2019-05-25 |
| Rep | Dealing in securities | 2018-10-18 | 2019-05-25 |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Asset management | 2017-06-21 | 2017-10-16 |
| Rep | Advising on securities | 2017-05-11 | 2017-10-16 |
| Rep | Dealing in securities | 2017-05-11 | 2017-10-16 |
| Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2017-03-01 | 2017-03-24 |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-22 | 2014-03-08 |
| Rep | Dealing in securities | 2011-07-22 | 2014-03-08 |