| Pinestone Capital Asset Management Limited | RO | Advising on securities | 2024-09-13 | - |
| RO | Asset management | 2024-09-13 | - |
| PINESTONE SECURITIES LIMITED | RO | Dealing in securities | 2022-11-03 | - |
| Prior Securities Limited | RO | Dealing in securities | 2016-11-21 | 2022-06-22 |
| Rep | Dealing in securities | 2016-09-28 | 2016-11-21 |
| SoFi Securities (Hong Kong) Limited | RO | Dealing in securities | 2015-12-29 | 2016-08-26 |
| Rep | Advising on securities | 2015-12-23 | 2016-08-26 |
| Rep | Dealing in securities | 2015-02-09 | 2015-12-29 |
| EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-09 | 2015-01-30 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-05 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-08-10 |
| Rep | Asset management | 2003-04-01 | 2004-08-10 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-02-06 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-10 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-10 |
| Rep | Asset management | 2003-04-01 | 2004-08-10 |
| Rep | Dealing in securities | 2003-04-01 | 2011-02-06 |