| EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-30 | 2020-08-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-09-19 | 2006-10-06 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-09-19 | 2006-10-06 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-27 | 2006-10-06 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-27 | 2006-10-06 |
| Rep | Dealing in futures contracts | 2005-06-30 | 2005-09-23 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-02-22 | 2005-06-09 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-11-19 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-11-19 | 2005-02-21 |