| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-21 | 2012-08-15 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2008-06-20 | 2012-08-15 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-20 | 2011-03-11 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2004-01-09 |
| Rep | Asset management | - | 2004-01-09 |
| Rep | Dealing in futures contracts | - | 2006-04-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-09 |
| Rep | Advising on securities | - | 2004-01-09 |
| Rep | Asset management | - | 2004-01-09 |
| Rep | Dealing in securities | - | 2006-04-28 |