| UPBEST COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2021-04-07 | 2023-03-27 |
| UPBEST SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2021-04-07 | 2023-03-27 |
| UPBEST COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-04-12 | 2018-12-31 |
| UPBEST SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-04-12 | 2018-12-31 |
| SHUANGYING SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-02-20 | 2014-04-17 |
| RO | Dealing in securities | 2013-02-20 | 2014-04-17 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-16 | 2012-08-21 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2010-01-12 | 2012-08-21 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-12 | 2011-03-16 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-07-24 | 2009-12-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-07-24 | 2009-12-01 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-21 | 2007-07-01 |
| Well Link International Securities Limited | Rep | Advising on futures contracts | - | 2004-02-23 |
| Rep | Asset management | - | 2004-02-23 |
| Rep | Providing automated trading services | - | 2004-02-23 |
| Rep | Dealing in futures contracts | - | 2007-07-01 |