Personnel Hong Kong SFC License Details (ID 79372)

Personnel Hong Kong SFC License Details (ID 79372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2025-10-22	-
	Rep	Dealing in futures contracts	2025-10-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-10-22	-
	Rep	Dealing in securities	2025-10-22	-
Well Link International Securities Limited	Rep	Advising on securities	2019-05-03	2025-07-10
	Rep	Dealing in securities	2013-08-27	2025-07-10
	Rep	Advising on futures contracts	2012-12-19	2025-07-10
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2011-03-09	2013-08-26
Well Link International Securities Limited	Rep	Advising on futures contracts	2003-04-01	2005-02-14
	Rep	Asset management	2003-04-01	2005-02-14
	Rep	Providing automated trading services	2003-04-01	2007-06-04
	Rep	Dealing in futures contracts	2003-04-01	2025-07-10
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-14
	Rep	Advising on securities	2003-04-01	2005-02-14
	Rep	Asset management	2003-04-01	2005-02-14
	Rep	Providing automated trading services	2003-04-01	2007-06-04
	Rep	Dealing in securities	2003-04-01	2011-03-09