Personnel SFC Licences and HKMA Registrations (ID 79373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Well Link International Securities Limited	Rep	Dealing in futures contracts	2010-07-29	2012-07-26
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2010-06-23	-
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2008-11-21	2010-06-17
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2008-10-15	2010-06-17
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2007-04-25	2008-10-10
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2006-05-26	2007-02-01
ROCTEC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-05-09	2007-02-01
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2006-03-29	2006-05-03
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2003-08-23	2006-01-01
Planetree Futures Limited	Rep	Advising on futures contracts	2003-04-01	2003-04-25
	Rep	Asset management	2003-04-01	2003-04-25
	Rep	Dealing in futures contracts	2003-04-01	2003-04-25
Planetree Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-04-25
	Rep	Advising on securities	2003-04-01	2003-04-25
	Rep	Asset management	2003-04-01	2003-04-25
	Rep	Dealing in securities	2003-04-01	2003-04-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.