| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-09 | 2012-08-15 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2007-03-02 | 2021-12-23 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-02 | 2011-03-09 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2005-06-13 | 2007-02-09 |
| Rep | Dealing in futures contracts | 2004-11-10 | 2007-02-09 |
| Well Link International Securities Limited | Rep | Advising on futures contracts | - | 2004-01-05 |
| Rep | Asset management | - | 2004-01-05 |
| Rep | Providing automated trading services | - | 2004-01-05 |
| Rep | Dealing in futures contracts | - | 2004-11-01 |