Personnel SFC Licences and HKMA Registrations (ID 79380)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2012-07-25	-
	Rep	Dealing in securities	2012-07-25	-
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2011-07-22	2012-07-05
Well Link International Securities Limited	Rep	Dealing in futures contracts	2011-07-22	2012-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.