Personnel Hong Kong SFC License Details (ID 79385)

Personnel Hong Kong SFC License Details (ID 79385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHUANGYING SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-01-30	2019-05-17
	Rep	Dealing in securities	2013-01-30	2019-05-17
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2011-01-11	2012-08-24
Well Link International Securities Limited	Rep	Dealing in futures contracts	2011-01-11	2012-08-24
	Rep	Dealing in futures contracts	2007-10-15	2010-07-30
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2007-10-15	2010-07-30
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-08-06	2007-10-09
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-08-06	2007-10-09
Well Link International Securities Limited	Rep	Dealing in futures contracts	2004-06-17	2007-08-04
	Rep	Advising on futures contracts	-	2004-02-23
	Rep	Asset management	-	2004-02-23
	Rep	Providing automated trading services	-	2004-02-23
	Rep	Dealing in futures contracts	-	2004-02-23
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-23
	Rep	Advising on securities	-	2004-02-23
	Rep	Asset management	-	2004-02-23
	Rep	Providing automated trading services	-	2004-02-23
	Rep	Dealing in securities	-	2007-08-04