| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited | Rep | Dealing in securities | 2025-07-16 | - |
| BTIG Hong Kong Limited | Rep | Dealing in securities | 2014-06-16 | 2025-06-01 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | Rep | Dealing in securities | 2005-10-14 | 2014-06-06 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-01 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-01 | |
| Rep | Asset management | 2003-04-01 | 2004-06-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-29 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-01 | |
| Rep | Advising on securities | 2003-04-01 | 2004-06-01 | |
| Rep | Asset management | 2003-04-01 | 2004-06-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-29 |
No HKMA registrations in the collected records.