Personnel Hong Kong SFC License Details (ID 79395)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2014-09-29	-
EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES)	RO	Dealing in securities	2014-09-02	2014-09-12
	Rep	Dealing in securities	2007-04-26	2014-09-02