Personnel Hong Kong SFC License Details (ID 79397)

Personnel Hong Kong SFC License Details (ID 79397)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dimensional Hong Kong Limited	Rep	Advising on securities	2026-04-30	-
	Rep	Asset management	2026-04-30	-
	Rep	Dealing in securities	2022-09-01	-
LCA Solutions Limited	Rep	Advising on securities	2021-06-23	2022-08-08
	Rep	Asset management	2021-06-23	2022-08-08
	Rep	Dealing in securities	2021-06-23	2022-08-08
Vanguard Investments Hong Kong Limited	Rep	Advising on securities	2013-08-23	2017-07-22
	Rep	Dealing in securities	2013-08-23	2017-07-22
F&C Asset Management Asia Limited	Rep	Dealing in securities	2010-12-23	2013-08-16