Personnel Hong Kong SFC License Details (ID 79408)

Personnel Hong Kong SFC License Details (ID 79408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	RO	Advising on futures contracts	2009-11-05	2017-09-15
	RO	Advising on securities	2009-11-05	2017-09-15
	RO	Asset management	2009-11-05	2017-09-15
FIL Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2009-11-05	2017-09-15
	RO	Advising on securities	2009-11-05	2017-09-15
	RO	Asset management	2009-11-05	2017-09-15
	RO	Dealing in securities	2009-11-05	2017-09-15
FIL Investment Advisors	Rep	Advising on securities	2009-09-01	2009-11-05
	Rep	Asset management	2009-09-01	2009-11-05
	Rep	Advising on futures contracts	2009-08-28	2009-11-05
FIL Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2009-08-28	2009-11-05
	Rep	Advising on securities	2006-07-01	2009-11-05
	Rep	Asset management	2006-07-01	2009-11-05
	Rep	Dealing in securities	2006-07-01	2009-11-05
	RO	Advising on securities	2005-09-05	2006-07-01
	RO	Asset management	2005-09-05	2006-07-01
	RO	Dealing in securities	2005-09-05	2006-07-01
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2004-01-12	2005-06-20