Personnel Hong Kong SFC License Details (ID 79410)

Personnel Hong Kong SFC License Details (ID 79410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	RO	Advising on securities	2017-01-04	-
	RO	Asset management	2017-01-04	-
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2017-01-04	-
	RO	Asset management	2017-01-04	-
FIL Investment Advisors	RO	Advising on futures contracts	2005-12-08	-
FIL Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2005-12-08	-
FIL Investment Advisors	Rep	Advising on futures contracts	2005-02-02	2005-12-08
FIL Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2005-02-02	2005-12-08
FIL Investment Advisors	Rep	Advising on corporate finance	2003-04-01	2004-10-19
	Rep	Advising on securities	2003-04-01	2017-01-04
	Rep	Asset management	2003-04-01	2017-01-04
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-19
	Rep	Dealing in securities	2003-04-01	2004-10-19
	Rep	Advising on securities	2003-04-01	2017-01-04
	Rep	Asset management	2003-04-01	2017-01-04