Personnel SFC Licences and HKMA Registrations (ID 79424)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Asset management	2022-04-01	-
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2022-04-01	-
	Rep	Dealing in futures contracts	2022-04-01	-
	Rep	Dealing in securities	2022-04-01	-
	Rep	Dealing in futures contracts	2019-07-03	2020-03-01
FIL Investment Advisors	Rep	Asset management	2007-07-12	2020-03-01
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2007-07-12	2020-03-01
	Rep	Dealing in securities	2007-07-12	2020-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.