Personnel Hong Kong SFC License Details (ID 79449)

Personnel Hong Kong SFC License Details (ID 79449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2021-04-26	2025-10-17
FIL Investment Advisors	Rep	Asset management	2010-10-06	2019-02-22
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2010-10-06	2019-02-22
	Rep	Dealing in securities	2010-10-06	2019-02-22
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2007-02-23	2010-09-06
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Asset management	-	2004-05-21
	Rep	Advising on securities	-	2006-12-29