Personnel Hong Kong SFC License Details (ID 79450)

Personnel Hong Kong SFC License Details (ID 79450)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2023-05-23	2024-11-29
	Rep	Dealing in securities	2023-05-23	2024-11-29
FIL Investment Advisors	Rep	Advising on securities	2019-02-15	2021-07-31
	Rep	Asset management	2019-02-15	2021-07-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-02-15	2021-07-31
	Rep	Asset management	2019-02-15	2021-07-31
	Rep	Dealing in securities	2019-02-15	2021-07-31
	Rep	Dealing in securities	2014-06-11	2017-10-15
FIL Investment Advisors	Rep	Advising on securities	2004-09-13	2017-10-15
	Rep	Asset management	2004-09-13	2017-10-15
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2004-09-13	2017-10-15
	Rep	Asset management	2004-09-13	2017-10-15