Personnel Hong Kong SFC License Details (ID 79458)

Personnel Hong Kong SFC License Details (ID 79458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Asset management	2005-09-28	2018-01-05
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2005-09-28	2018-01-05
	Rep	Dealing in securities	2005-09-21	2018-01-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2004-05-20	2005-04-11
	RO	Dealing in securities	2003-10-21	2004-05-20
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in securities	-	2005-04-11