Personnel Hong Kong SFC License Details (ID 79487)

Personnel Hong Kong SFC License Details (ID 79487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Advising on securities	2005-07-11	2013-10-31
	Rep	Asset management	2005-07-11	2013-10-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-11	2013-10-31
	Rep	Asset management	2005-07-11	2013-10-31
First Sentier Investors (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-10-15
	Rep	Advising on securities	-	2005-06-22
	Rep	Asset management	-	2005-06-22
FIRST STATE (HONG KONG) LLC	Rep	Advising on corporate finance	-	2004-10-15
	Rep	Advising on securities	-	2005-06-22
	Rep	Asset management	-	2005-06-22