Personnel SFC Licences and HKMA Registrations (ID 79491)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	RO	Advising on securities	2026-09-09	-
	Rep	Advising on securities	2022-01-24	2026-09-09
CMB International Securities Limited	Rep	Advising on securities	2019-06-25	2022-05-05
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2018-11-20	2019-05-17
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2014-03-27	2018-07-11
FIL Investment Advisors	Rep	Advising on securities	2011-08-08	2013-12-31
	Rep	Asset management	2011-08-08	2013-12-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2011-08-08	2013-12-31
	Rep	Asset management	2011-08-08	2013-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.