| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | Advising on securities | 2016-11-10 | 2024-01-17 |
| RO | Dealing in securities | 2016-11-10 | 2024-01-17 | |
| Rep | Advising on securities | 2016-10-24 | 2016-11-10 | |
| Rep | Dealing in securities | 2016-10-24 | 2016-11-10 | |
| FIL Investment Management (Hong Kong) Limited | RO | Advising on securities | 2008-07-07 | 2016-09-30 |
| RO | Dealing in securities | 2008-07-07 | 2016-09-30 | |
| Rep | Advising on securities | 2007-11-21 | 2008-07-07 | |
| Rep | Dealing in securities | 2007-11-21 | 2008-07-07 | |
| Rep | Asset management | 2007-11-21 | 2016-09-30 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2006-06-07 | 2007-11-03 |
| RO | Dealing in securities | 2006-06-07 | 2007-11-03 | |
| Rep | Advising on securities | 2005-02-16 | 2006-06-07 | |
| Rep | Dealing in securities | 2005-02-16 | 2006-06-07 | |
| Rep | Leveraged foreign exchange trading | 2005-02-16 | 2007-11-03 |