Webb-site Legacy

Chan, So Han (SFC:AOJ393) 陳素嫻

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	RO	Advising on securities	2021-07-19	-
	RO	Dealing in securities	2021-07-19	-
	Rep	Advising on securities	2019-01-29	2021-07-19
	Rep	Dealing in securities	2019-01-29	2021-07-19
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2017-09-28	2019-01-14
	Rep	Asset management	2017-09-28	2019-01-14
	Rep	Dealing in securities	2017-09-28	2019-01-14
	Rep	Asset management	2007-05-09	2016-10-07
	Rep	Dealing in securities	2007-05-09	2016-10-07
	Rep	Advising on securities	2007-04-24	2016-10-07
SPLENDOR GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2007-02-22	2007-04-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.