Personnel Hong Kong SFC License Details (ID 79509)

Personnel Hong Kong SFC License Details (ID 79509)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-09-18	2021-04-15
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-09-18	-
	Rep	Dealing in securities	2018-09-18	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-02-17	2018-08-10
	Rep	Asset management	2017-02-17	2018-08-10
	Rep	Dealing in securities	2017-02-17	2018-08-10
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-02-17	2018-08-10
	Rep	Asset management	2017-02-17	2018-08-10
	Rep	Dealing in securities	2017-02-17	2018-08-10
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2016-06-13	2017-01-20
	Rep	Dealing in securities	2016-06-13	2017-01-20
	Rep	Advising on securities	2010-06-18	2014-04-27
	Rep	Asset management	2010-06-18	2014-04-27
	Rep	Dealing in securities	2010-06-18	2014-04-27
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2007-07-10	2008-04-18
	Rep	Dealing in securities	2007-07-10	2008-04-18