| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | RO | Advising on securities | 2023-10-09 | - |
| RO | Dealing in securities | 2023-10-09 | - | |
| Rep | Advising on securities | 2021-01-12 | 2023-10-09 | |
| Rep | Dealing in securities | 2017-11-20 | 2023-10-09 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-05-13 | 2017-10-31 |
| Rep | Dealing in securities | 2016-05-13 | 2017-10-31 | |
| FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-10-18 | 2016-04-19 |
| Rep | Asset management | 2010-10-18 | 2016-04-19 | |
| Rep | Dealing in securities | 2010-10-18 | 2016-04-19 | |
| AlTi Wealth Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2009-11-09 | 2010-09-28 |
| Rep | Advising on securities | 2009-11-09 | 2010-09-28 | |
| Rep | Asset management | 2009-11-09 | 2010-09-28 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-16 | 2009-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-11-02 | 2009-02-13 |
| GAM HONG KONG LIMITED | Rep | Asset management | 2007-01-04 | 2007-09-22 |
| Rep | Dealing in securities | 2006-05-17 | 2007-09-22 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2005-12-23 |
| Rep | Dealing in securities | 2003-10-16 | 2005-12-23 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-13 | |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-13 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-12-23 |
No HKMA registrations in the collected records.