Personnel Hong Kong SFC License Details (ID 79514)

Personnel Hong Kong SFC License Details (ID 79514)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2019-07-03	2022-12-15
	Rep	Asset management	2019-07-03	2022-12-15
	Rep	Dealing in securities	2019-07-03	2022-12-15
PineBridge Investments Hong Kong Limited	Rep	Asset management	2019-07-03	2022-12-15
	Rep	Dealing in securities	2019-07-03	2022-12-15
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-03-04	2019-06-22
	Rep	Dealing in securities	2016-03-04	2019-06-22
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2008-10-15	2016-01-22
	Rep	Asset management	2008-10-15	2016-01-22
	Rep	Dealing in securities	2008-10-15	2016-01-22